Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
14-01001 | 10/07/2014 | Claimant(s): Andrew Silverman Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Sanford S. Finder Hearing Site: Charlotte, NC | $213 | |
07-00468 | 10/23/2007 | Claimant(s): Donald Ball, individually & as Ttee Claimant Lawyers(s): Brian A. Comer Respondent(s): Francisco Tineo, National Securities Corporation, Kevin Guzman Respondent Lawyers(s): Francisco Javier Tineo, James D. Brice, Kevin Guzman Arbitrator(s): Thomas C. Harris, Kenneth A. Rash, Sanford S. Finder Hearing Site: Columbia, SC | $159,200 |