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FINRA Awards for Kenneth A. Rash

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0046810/23/2007Claimant(s): Donald Ball, individually & as Ttee
Claimant Lawyers(s): Brian A. Comer
Respondent(s): Francisco Tineo, National Securities Corporation, Kevin Guzman
Respondent Lawyers(s): Francisco Javier Tineo, James D. Brice, Kevin Guzman
Arbitrator(s): Thomas C. Harris, Kenneth A. Rash, Sanford S. Finder
Hearing Site: Columbia, SC
Checkmark Icon$159,200

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