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FINRA Awards for Charles Sydnor Thompson

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0249205/20/2014Claimant(s): Klaus Schirow, Maritta Schirow
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Charles Sydnor Thompson
Hearing Site: Charlotte, NC
Checkmark Icon$0
11-0090210/11/2011Claimant(s): AXA Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Richard Klukkert
Respondent Lawyers(s): Richard Klukkert
Arbitrator(s): Charles Sydnor Thompson
Hearing Site: Columbia, SC

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