23-01023 | 01/12/2024 | Claimant(s): Samuel Wyman Claimant Lawyers(s): Craig A. Riha Respondent(s): Gilford Securities Incorporated Respondent Lawyers(s): Bonnie Sachs Arbitrator(s): Sandra J. Mullings, Thomas Hansen Boast, Susan Romano Hearing Site: New York, NY
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23-01340 | 01/12/2024 | Claimant(s): Jack Thacker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Center Street Securities. Respondent Lawyers(s): Unbo (Bob) Chung Arbitrator(s): Michael J. Ahlstrom, Jeffrey S. Fannon, Eric Matthew Bittner Hearing Site: Nashville, TN
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23-01566 | 01/12/2024 | Claimant(s): Howard Hsieh Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
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23-02637 | 01/11/2024 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Hunt Ricker Respondent(s): Seth Horowitz Respondent Lawyers(s): Seth Horowitz Arbitrator(s): David John Reilly Hearing Site: New York, NY
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23-01374 | 01/11/2024 | Claimant(s): Howard Hsieh Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
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23-01272 | 01/11/2024 | Claimant(s): James Flood Claimant Lawyers(s): Joseph L. Calabrese Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Jeffrey Alan Helewitz, Lynne M. Reid-McQueen, Jonathan Abrams Hearing Site: New York, NY
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23-00901 | 01/11/2024 | Claimant(s): Travis Hughes Claimant Lawyers(s): Eric A. Michaels Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Roger A. Geddes Hearing Site: Albuquerque, NM
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23-01286 | 01/11/2024 | Claimant(s): Jaime Benedetti Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): John Peter Purcell Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA
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23-00610 | 01/11/2024 | Claimant(s): Keith Medeck Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Jill Pilgrim, Linda J. Baer, Stefanie Stannard Hearing Site: New York, NY
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23-00514 | 01/11/2024 | Claimant(s): Gregory Harrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Jeffrey R. Jury Hearing Site: Little Rock, AR
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