23-00239 | 01/23/2024 | Claimant(s): Orlando Perez, Viviana Perez Cordero Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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23-02525 | 01/23/2024 | Claimant(s): Alexander Phillips, Jordan Hayes Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
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23-03107 | 01/23/2024 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Saumeu P. Mauch Respondent(s): Leonardo Hernandez Respondent Lawyers(s): Leonardo Hernandez Arbitrator(s): Elizabeth Gilbert Hearing Site: New York, NY
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23-01368 | 01/23/2024 | Claimant(s): William Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James & Associates., Legg Mason Wood Walker, R. H. York & Company. Respondent Lawyers(s): Laura Ruiz Rivera, Lawrence York, Rosemary Francavilla Arbitrator(s): Kevin R. Zehe Hearing Site: Cincinnati, OH
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23-01224 | 01/23/2024 | Claimant(s): Jason Franklin Claimant Lawyers(s): Chelsea Bauer Respondent(s): Leonard & Company Respondent Lawyers(s): Dainforth French Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI
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23-00637 | 01/22/2024 | Claimant(s): Miguel Montejano Claimant Lawyers(s): Amir Tadjedin Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
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22-02791 | 01/22/2024 | Claimant(s): Thomas Curtin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Robert L. Chase Hearing Site: Hartford, CT
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23-01215 | 01/22/2024 | Claimant(s): Brent Turner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): QA3 Financial Corp., Transamerica Financial Advisors Respondent Lawyers(s): Stephen K. Wild, Susan D. Duff Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN
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23-01400 | 01/22/2024 | Claimant(s): Roberto Vila Claimant Lawyers(s): William Bean Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA
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23-02322 | 01/19/2024 | Claimant(s): Elisheva Defeo Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leslie Blickenstaff Arbitrator(s): John Thomas Shaban, Edward S. Hill, Peter M Cosel Hearing Site: Hartford, CT
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