| 18-02110 | 03/06/2019 | Claimant(s): Duncan Rolph
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): City National Securities.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Elliott D. Finkel
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03140 | 03/06/2019 | Claimant(s): Jeffrey Newman
Claimant Lawyers(s): Craig D Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Steven L. Satter
Arbitrator(s): Karen Z. Fischer, Paul J. Burkhart, Mitchell Stephen Feig
Hearing Site: Boca Raton, FL
| | $0 |
| 18-03405 | 03/06/2019 | Claimant(s): Albert Alexander
Claimant Lawyers(s): Mark D. Griffin
Respondent(s): B. Riley Wealth Management
Respondent Lawyers(s): James T. Ritt
Arbitrator(s): Langfred W. White
Hearing Site: Memphis, TN
| | $0 |
| 17-00253 | 03/05/2019 | Claimant(s): James Hall
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Michael Rees
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Russell W. Merriman, Bryant Ashley Scriven, Leslie Ann Thornton
Hearing Site: Tampa, FL
| | $0 |
| 17-00112 | 03/04/2019 | Claimant(s): David Greene
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David S. Poppick
Arbitrator(s): Clare R. Goldfarb, Peggy Lewis Kennedy, James David Askren
Hearing Site: Atlanta, GA
| | $0 |
| 17-00227 | 03/04/2019 | Claimant(s): Jean Innucci
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): David Wirtz
Arbitrator(s): Doris Lindbergh, Ronald Harris Kisner, Lorrie E Whitfield
Hearing Site: New York, NY
| | $0 |
| 18-00661 | 03/04/2019 | Claimant(s): John Gagliardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates, Thomas J. Cahill
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
| | $0 |
| 18-00821 | 03/04/2019 | Claimant(s): Michael Lukas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
| | $0 |
| 18-02760 | 03/04/2019 | Claimant(s): Kevin Farrell
Claimant Lawyers(s): Kevin Francis Farrell
Respondent(s): Scott Thorson, H. Beck.
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): James Drew Butler
Hearing Site: Baltimore, MD
| | $0 |
| 18-02818 | 03/04/2019 | Claimant(s): Scott Bishop
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | $0 |
