| 18-03140 | 03/06/2019 | Claimant(s): Jeffrey Newman
Claimant Lawyers(s): Craig D Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Steven L. Satter
Arbitrator(s): Karen Z. Fischer, Paul J. Burkhart, Mitchell Stephen Feig
Hearing Site: Boca Raton, FL
| | |
| 17-01790 | 02/22/2018 | Claimant(s): Noah Levine
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Steven L. Satter
Arbitrator(s): Merton E. Marks
Hearing Site: Salt Lake City, UT
| | |
| 16-03579 | 11/14/2017 | Claimant(s): Kenneth Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Steven L. Satter, Wendy L. Schueller
Arbitrator(s): Kevin C. Coleman
Hearing Site: Reno, NV
| | |
| 08-02037 | 02/26/2009 | Claimant(s): Jessie Goff
Claimant Lawyers(s): Jessie E. Goff
Respondent(s): Wachovia Securities, David Cronan, A.G. Edwards & Sons.
Respondent Lawyers(s): Steven L. Satter
Arbitrator(s): Enrico A. Mazzoli
Hearing Site: Louisville, KY
|  | $213 |
