| 19-00164 | 09/10/2019 | Claimant(s): Timothy Werdel
Claimant Lawyers(s): Matthew Wolper
Respondent(s): Cuso Financial Services, L.P.
Respondent Lawyers(s): Maria J. Seedner
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
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| 19-00386 | 09/10/2019 | Claimant(s): Carl Gordinier
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
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| 11-00134 | 09/09/2019 | Claimant(s): Constantine Demopoulos, Michael Fontaine
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Deutsche Bank Securities., Deutsche Bank AG
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Ted M. Rosen, Mary Ellen Burns, Philip Rachmelowitz
Hearing Site: New York, NY
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| 18-02220 | 09/09/2019 | Claimant(s): Carol Chiarito
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Patrick B. Griffin
Arbitrator(s): Ronald G. Guida, Richard Djokic, Michael Eugene Ford
Hearing Site: Denver, CO
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| 18-03661 | 09/09/2019 | Claimant(s): Bartlomiej Szkutnicki
Claimant Lawyers(s): James A. Klimek
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Leonard Arthur Nelson, Richard A Young, Sharlee Cole Little
Hearing Site: Indianapolis, IN
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| 18-04064 | 09/09/2019 | Claimant(s): Michael Varga
Claimant Lawyers(s): Michael Varga
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Candice M. Capoziello
Arbitrator(s): Nanci Sondra Landy
Hearing Site: Boca Raton, FL
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| 18-04411 | 09/09/2019 | Claimant(s): Kathleen Hobart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Seattle, WA
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| 19-00125 | 09/09/2019 | Claimant(s): Brian Luther
Claimant Lawyers(s): Megan S. Wright
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Thomas F. Mahoney, Charles G. Michaels, Bryan L. Johnson
Hearing Site: Omaha, NE
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| 19-00146 | 09/09/2019 | Claimant(s): Michael Rhodes
Claimant Lawyers(s): Michael Bessette
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 19-00456 | 09/09/2019 | Claimant(s): Glenn Hechler
Claimant Lawyers(s): Craig Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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