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FINRA Awards for Richard A Young

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0300406/09/2022Claimant(s): David Bergal, Milton B. Bergal Estate Trust
Claimant Lawyers(s): Jared A. Levy
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert J. Scafuri, Barry Goldman, Richard A Young
Hearing Site: Indianapolis, IN
18-0366109/09/2019Claimant(s): Bartlomiej Szkutnicki
Claimant Lawyers(s): James A. Klimek
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Leonard Arthur Nelson, Richard A Young, Sharlee Cole Little
Hearing Site: Indianapolis, IN

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