Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02357 | 10/17/2019 | Claimant(s): James Danko Claimant Lawyers(s): Curtis Carlson Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): John P. Cullem, Alison Hardage, David M. Snyder Hearing Site: Tampa, FL | ||
| 19-00163 | 10/17/2019 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA | ||
| 19-00170 | 10/17/2019 | Claimant(s): Alan Brookshire Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Jason Alexander Diamond Hearing Site: Charlotte, NC | ||
| 19-00488 | 10/17/2019 | Claimant(s): Robert Burns Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | ||
| 19-00710 | 10/17/2019 | Claimant(s): Michael Brooks Claimant Lawyers(s): Tosh D Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Gregory Hunter Mathews Hearing Site: Norfolk, VA | ||
| 19-00860 | 10/17/2019 | Claimant(s): William Sloan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Intercarolina Financial Services. Respondent Lawyers(s): Joseph E. Navolanic Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC | ||
| 19-00996 | 10/17/2019 | Claimant(s): Paul Mante Claimant Lawyers(s): Alex R. Schmidt Respondent(s): The GMS Group Respondent Lawyers(s): Timothy J. Donohue Arbitrator(s): Joseph H. Cerame Hearing Site: New York, NY | ||
| 18-04355 | 10/16/2019 | Claimant(s): Sean Case Claimant Lawyers(s): Sean Michael Case Respondent(s): Itradedirect.com Corp Respondent Lawyers(s): Eric David Arlt Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY | ||
| 19-00104 | 10/16/2019 | Claimant(s): John Novak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Hearing Site: Philadelphia, PA | ||
| 19-00467 | 10/16/2019 | Claimant(s): Jerald Halverson, Michael Winn Claimant Lawyers(s): Jeffrey K. Riffer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elyse W. Whitehead Arbitrator(s): Robert D. Sussin, Christine A. Page, Richard M. Norman Hearing Site: Los Angeles, CA |