Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00879 | 12/13/2019 | Claimant(s): Jay Shah Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-00942 | 12/13/2019 | Claimant(s): Adam Stevko Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert J. Kheel Hearing Site: New York, NY | ||
| 19-01534 | 12/13/2019 | Claimant(s): Jason Trichler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Kenneth James Pedersen Hearing Site: Seattle, WA | ||
| 19-01621 | 12/13/2019 | Claimant(s): Nathan Bergeland Claimant Lawyers(s): Nathan Daniel Bergeland Respondent(s): Gary Orcutt Respondent Lawyers(s): Gary Warren Orcutt Arbitrator(s): Grant D. Sanders Hearing Site: Minneapolis, MN | ||
| 19-01113 | 12/12/2019 | Claimant(s): Stanley Keyes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services., Pan-American Financial Advisers Respondent Lawyers(s): Daniel Lagrone, Robert M. Rudnicki Arbitrator(s): Brian P. Jakes Hearing Site: New Orleans, LA | ||
| 17-02398 | 12/11/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig D. Stein Respondent(s): Arthur Brown Respondent Lawyers(s): Andre R. Perron Arbitrator(s): Muriel Desloovere, John L Mutolo, Lisa Elkin Schwartz Hearing Site: Tampa, FL | ||
| 18-02179 | 12/11/2019 | Claimant(s): Mark Munizzi Claimant Lawyers(s): Steven P Gomberg Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): Donald M. Thompson, Craig D. Cook, Lisa M. Krimen Hearing Site: Chicago, IL | ||
| 18-04136 | 12/11/2019 | Claimant(s): Robin Davis Claimant Lawyers(s): Debra A. Jenks Respondent(s): Kovack Securities Inc Respondent Lawyers(s): Amy S. Towle Arbitrator(s): Richard W. Epstein Hearing Site: Boca Raton, FL | ||
| 19-00761 | 12/11/2019 | Claimant(s): Kelly Daniels Claimant Lawyers(s): Gregory Simon Respondent(s): Edward Jones Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 19-02189 | 12/11/2019 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Eric A. Michaels Respondent(s): Walter Sweatt Respondent Lawyers(s): Walter Lee Sweatt Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO |