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FINRA Awards for Walter Lee Sweatt

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0218912/11/2019Claimant(s): Morgan Stanley
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Walter Sweatt
Respondent Lawyers(s): Walter Lee Sweatt
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO

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