Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00005 | 07/27/2020 | Claimant(s): Dustin Christopherson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Laurel A. Whelan Arbitrator(s): William M. Azkoul Hearing Site: Minneapolis, MN | ||
| 19-01880 | 07/24/2020 | Claimant(s): Matthew Lane Claimant Lawyers(s): Paul E. Minnefor Respondent(s): Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Robert E. Anderson, Jay Alan Kranis, Richard Gaspare Dragotta Hearing Site: Newark, NJ | ||
| 19-03022 | 07/24/2020 | Claimant(s): Daniel Dvorznak Claimant Lawyers(s): Irwin Weltz Respondent(s): Aegis Capital Corp., J.D. Nicholas & Associates. Respondent Lawyers(s): James Dolan, Timothy Treble Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 19-03758 | 07/24/2020 | Claimant(s): Dax McCraken Claimant Lawyers(s): Joelle A Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebish Arbitrator(s): Brian James Tagtmeier Hearing Site: Houston, TX | ||
| 20-00441 | 07/24/2020 | Claimant(s): Jane Scarbrough Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-00669 | 07/24/2020 | Claimant(s): Suihock Goy Claimant Lawyers(s): Christopher Seps Respondent(s): Ni Advisors Respondent Lawyers(s): Xianzhong Zhu Arbitrator(s): Dean J. Dietrich Hearing Site: San Francisco, CA | ||
| 19-02598 | 07/23/2020 | Claimant(s): Mitchell Walk Claimant Lawyers(s): Harris Freedman Respondent(s): Kestra Investment Services, Llc Respondent Lawyers(s): Richard D'Amura Arbitrator(s): Martin M. Van Luven Hearing Site: Orlando, FL | ||
| 20-00446 | 07/23/2020 | Claimant(s): Michael Kelleher, Peter Caruso Claimant Lawyers(s): Nisha S. Wright Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Carl Shechter, Robert G. Falbisaner, Robert John Harvey Hearing Site: Boca Raton, FL | ||
| 20-00789 | 07/23/2020 | Claimant(s): Christopher Battaglia Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Susan Romano Hearing Site: New York, NY | ||
| 19-02687 | 07/22/2020 | Claimant(s): Jon Bicknell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA |