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FINRA Awards for Dax McCraken

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0375807/24/2020Claimant(s): Dax McCraken
Claimant Lawyers(s): Joelle A Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX

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