Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02991 | 05/03/2024 | Claimant(s): David Burgio Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Prime Capital Services. Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kevin R. Zehe Hearing Site: Buffalo, NY | ||
| 24-00246 | 05/03/2024 | Claimant(s): D.A. Davidson & Co. Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Avya Daver Respondent Lawyers(s): Avya Daver Arbitrator(s): Edward W. Morris Hearing Site: New York, NY | ||
| 23-01432 | 05/03/2024 | Claimant(s): Gary Lydrickson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Franklin Distributors Respondent Lawyers(s): Miles S. Winder Arbitrator(s): Jeffrey M. Bain Hearing Site: Cleveland, OH | ||
| 23-02339 | 05/03/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig A. Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 23-03032 | 05/03/2024 | Claimant(s): Sonia Attkiss Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY | ||
| 23-03400 | 05/02/2024 | Claimant(s): Douglas Evans Claimant Lawyers(s): Douglas C. Evans Respondent(s): Eric Chu, Michael Blackburn, Tradesk Securities. Respondent Lawyers(s): Eric Chu, Michael R. Blackburn Arbitrator(s): Laura Carraher Hearing Site: New York, NY | ||
| 23-02274 | 05/02/2024 | Claimant(s): Robert Traitz Claimant Lawyers(s): Brian Luther Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): Sam Antar Hearing Site: Jersey City, NJ | ||
| 23-02990 | 05/02/2024 | Claimant(s): Jack Riley Claimant Lawyers(s): Randi Perry Spallina Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ | ||
| 23-01890 | 05/02/2024 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Erico Galvez, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Andrea Peraner-Sweet, Rachael L. Carp Arbitrator(s): Robert L. Chase, David J. Kaufman, David S. Godkin Hearing Site: Augusta, ME | ||
| 23-01345 | 05/01/2024 | Claimant(s): Alexander Hackley Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Martin M. Berliner, Leonard M. Goldstein, Adam Michael Porter Hearing Site: Denver, CO |