Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01601 | 11/06/2020 | Claimant(s): Jennifer Lattanzio Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Chase Investment Services Corp., Citizens Securities. Respondent Lawyers(s): Adam R. Bennett, Brenna Anatone Force Arbitrator(s): Jonathan B. Gilbert Hearing Site: Cleveland, OH | ||
| 20-01715 | 11/06/2020 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Nicola A. Murphy Respondent(s): John Ginsbury Respondent Lawyers(s): John Ginsbury Arbitrator(s): Gregory Hunter Mathews Hearing Site: Providence, RI | ||
| 20-02373 | 11/06/2020 | Claimant(s): Kurt Maier Claimant Lawyers(s): David I. Hantman Respondent(s): J.P. Morgan Securities Inc Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-02659 | 11/06/2020 | Claimant(s): Matthew Powell Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Jeffry M. Bauer Hearing Site: Louisville, KY | ||
| 19-03430 | 11/05/2020 | Claimant(s): Fred Wagner, Roger Dael, WBI Management LLC Claimant Lawyers(s): Brandon S. Reif Respondent(s): Andrew Gaber Respondent Lawyers(s): Thomas Werge Arbitrator(s): Ralph H. Martin, Donald Dreyfus, Ernst Janensch Hearing Site: Phoenix, AZ | ||
| 20-00375 | 11/05/2020 | Claimant(s): Lindsey Burik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Corey D. Winer Arbitrator(s): William G. Binckes Hearing Site: New York, NY | ||
| 20-01254 | 11/05/2020 | Claimant(s): Heikki von Hellens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Annie Zaffuto Arbitrator(s): John P. Cullem Hearing Site: Jacksonville, FL | ||
| 19-02502 | 11/04/2020 | Claimant(s): Vanessa Scott Claimant Lawyers(s): Vanessa S. Scott Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jenny Goltz Arbitrator(s): Robert J. Scafuri, Nancy R. Papo, Sandra Jo Baumchen Hearing Site: Detroit, MI | ||
| 20-00223 | 11/04/2020 | Claimant(s): Robert Overall Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Stacey Schmidt Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Orlando, FL | ||
| 20-01109 | 11/04/2020 | Claimant(s): Steven Adams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Donald Dreyfus Hearing Site: Salt Lake City, UT |