Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01580 | 11/17/2020 | Claimant(s): Jeffrey Deboer Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Joe Tully Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-01631 | 11/17/2020 | Claimant(s): Anne Sapienza Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI | ||
| 20-01638 | 11/17/2020 | Claimant(s): Douglas Bray Claimant Lawyers(s): Thomas J. Cahill Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Robert J. Scafuri Hearing Site: Milwaukee, WI | ||
| 20-00741 | 11/16/2020 | Claimant(s): Dennis Greensage Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WS Griffith Securities. Respondent Lawyers(s): Nancy J. Engberg Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-00887 | 11/16/2020 | Claimant(s): Charles Saacke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-01372 | 11/16/2020 | Claimant(s): James Stanford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-02609 | 11/16/2020 | Claimant(s): James Smith Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 19-03660 | 11/13/2020 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-00051 | 11/13/2020 | Claimant(s): Ryan Ackerhalt Claimant Lawyers(s): Tosh D Grebenik Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): David S. Billet Hearing Site: New York, NY | ||
| 20-00525 | 11/13/2020 | Claimant(s): Norman Lautrup Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Michael Jeffrey Norton Hearing Site: Denver, CO |