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FINRA Awards for Nancy J. Engberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0236103/25/2021Claimant(s): Brian Bushwell
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Securian Financial Services., WS Griffith Securities.
Respondent Lawyers(s): Beth Wiederholt, Nancy J. Engberg
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
20-0074111/16/2020Claimant(s): Dennis Greensage
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WS Griffith Securities.
Respondent Lawyers(s): Nancy J. Engberg
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX

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