Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00950 | 11/24/2020 | Claimant(s): Christopher Gammon Claimant Lawyers(s): Chad Weaver Respondent(s): IMS Securities. Respondent Lawyers(s): Jackie Wadsworth Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-01355 | 11/24/2020 | Claimant(s): Mike Spencer Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Charles G. Michaels Hearing Site: Wichita, KS | ||
| 20-01376 | 11/24/2020 | Claimant(s): Edmund Iannacone Claimant Lawyers(s): Brian Luther Respondent(s): Ameriprise Financial Services, UBS Financial Services Inc. Respondent Lawyers(s): Howard M. Klausmeier, Omar Perez Arbitrator(s): Martin R. Cramer Hearing Site: Newark, NJ | ||
| 20-01559 | 11/24/2020 | Claimant(s): John Canada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX | ||
| 20-01375 | 11/23/2020 | Claimant(s): Steven Howell Claimant Lawyers(s): Stephan Louviere Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 20-02267 | 11/23/2020 | Claimant(s): Michael Marshall Claimant Lawyers(s): James P. Galvin Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Timothy J. Kroll Hearing Site: Phoenix, AZ | ||
| 20-01058 | 11/22/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 19-01685 | 11/20/2020 | Claimant(s): Harry Datys Claimant Lawyers(s): Harry S. Datys Respondent(s): Westpark Capital. Respondent Lawyers(s): Nicholas Tocco Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 20-00153 | 11/20/2020 | Claimant(s): Steven Holland Claimant Lawyers(s): Harris Freedman Respondent(s): Aragon Financial Services., Veritrust Financial Respondent Lawyers(s): Edgar Brown, Reza Mohammad Bidgoli Arbitrator(s): Darryl C. Wilson Hearing Site: Tampa, FL | ||
| 20-00371 | 11/20/2020 | Claimant(s): Marina Bulyguina Claimant Lawyers(s): Joshua A. Katz Respondent(s): EFG Capital International Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Jason Allen Rosner Hearing Site: Boca Raton, FL |