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FINRA Awards for Mike Spencer

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0135511/24/2020Claimant(s): Mike Spencer
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Charles G. Michaels
Hearing Site: Wichita, KS

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