22-02135 | 12/05/2022 | Claimant(s): Harrison Hoyes Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ
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22-00151 | 12/02/2022 | Claimant(s): Gregory Feldman Claimant Lawyers(s): Zachary Morse Respondent(s): Lord Abbett Distributor LLC Respondent Lawyers(s): Gerry Kowalski Arbitrator(s): Nanci Sondra Landy Hearing Site: Boca Raton, FL
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22-01395 | 12/02/2022 | Claimant(s): Samuel Head Claimant Lawyers(s): Lawton R. Graves Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Harvey R. Linder, Christopher Cecil Lamb, Larry Kenneth Lott Hearing Site: Columbia, SC
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19-02755 | 11/30/2022 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): John Carroll Respondent Lawyers(s): John Francis Carroll Arbitrator(s): Kimberly A. Gilmour, Dennis J. Levin, Robert G. Geeseman Hearing Site: Boca Raton, FL
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22-00299 | 11/30/2022 | Claimant(s): Tyrone Chaplin Claimant Lawyers(s): Stephan Louviere Respondent(s): Truist Investment Services. Respondent Lawyers(s): Josef Y. Rosen Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC
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22-00768 | 11/29/2022 | Claimant(s): Fernando Panizzutti Claimant Lawyers(s): Jonathan E Neuman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Christopher J. Klein, Ronald David Katz, Richard William Barry Hearing Site: Boca Raton, FL
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22-00861 | 11/29/2022 | Claimant(s): Michael Ballard Claimant Lawyers(s): Chelsea Bauer Respondent(s): Madison Avenue Securities Respondent Lawyers(s): Bradley Ziegler Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL
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22-01867 | 11/29/2022 | Claimant(s): Jason Dworak Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gregory G. Gocek Hearing Site: Omaha, NE
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22-00522 | 11/28/2022 | Claimant(s): Michael Valiente Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA
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22-00917 | 11/28/2022 | Claimant(s): Yan Binder Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffrey D. Rodgers Arbitrator(s): Stuart Bruce Klein, Robert G. Geeseman, Robert Lawrence Ostrov Hearing Site: Boca Raton, FL
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