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FINRA Awards for Sophia C. Hassman

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0140001/24/2023Claimant(s): Harold Madison
Claimant Lawyers(s): James P. Galvin
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Michael Jeffrey Norton, Amani Amir Ali, Sophia C. Hassman
Hearing Site: Denver, CO

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