19-03772 | 01/09/2023 | Claimant(s): Joshua Heapes Claimant Lawyers(s): Jeremy L. Bartell Respondent(s): Chad Troester, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christopher S. Koller Arbitrator(s): Nelson P. Lovins, Denise L. Presley, Michael P. Breton Hearing Site: Boston, MA
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21-00664 | 01/09/2023 | Claimant(s): Ryan Hyslop Claimant Lawyers(s): Brandon S. Reif Respondent(s): Chris Osborne, Curtis Peterson, Darren Pfefferman, David Bigler, David Lawrence, Morgan Stanley, Lisa Haygood, Nicholas Westendorf, Rachel Morman Respondent Lawyers(s): Rachel Morman, Tracy L. Gerber Arbitrator(s): Martin Jonathan Barrack, Jo-Ann C. Little, Janice L. Sperow Hearing Site: San Diego, CA
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22-00514 | 01/09/2023 | Claimant(s): Eric Lyon Claimant Lawyers(s): Harris Freedman Respondent(s): JWGenesis Securities., National Securities Corporation, Wells Fargo Advisors Financial Network Respondent Lawyers(s): Emily A. Hayes, Michael Naccarato Arbitrator(s): Louis David Huss Hearing Site: Boca Raton, FL
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22-00740 | 01/09/2023 | Claimant(s): Edwin Hodder Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Daniel M. Yamshon Hearing Site: Cheyenne, WY
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21-02942 | 01/05/2023 | Claimant(s): Christina Vozzo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Stacey Schmidt Arbitrator(s): Catherine Stewart Hearing Site: Jersey City, NJ
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22-00388 | 01/05/2023 | Claimant(s): Andrew Scheirer Claimant Lawyers(s): Harris Freedman Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Gerald Thomas Harper Hearing Site: Orlando, FL
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19-00387 | 01/03/2023 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): David Jacobs Arbitrator(s): Harry D. Frisch, Sara Kula, Claudine Caracciolo Hearing Site: New York, NY
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22-00088 | 01/03/2023 | Claimant(s): Bernard Reina Claimant Lawyers(s): Robert L. Gonser Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Steven Gourley, Robert E. Jenks, Zygmont Jacob Boxer Hearing Site: Los Angeles, CA
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20-02213 | 12/30/2022 | Claimant(s): Morgan Stanley, Morgan Stanely Smith Barney Financing LL Claimant Lawyers(s): Shannon L McDougald Respondent(s): Neil Gavande Respondent Lawyers(s): Bryan T. Forman Arbitrator(s): Linda P. Drucker, Val D. Hornstein, Thomas Arthur Cohen Hearing Site: San Francisco, CA
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20-03390 | 12/30/2022 | Claimant(s): Thea DePaola Claimant Lawyers(s): Robert Giacovas Respondent(s): Peter DePaola, De Paola Trading. Respondent Lawyers(s): Richard L. Herzfeld Arbitrator(s): Joan Maxine Secofsky, Joseph J. Arata, Jay F. Frascella Hearing Site: New York, NY
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