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FINRA Awards for TIAA-CREF Individual & Institutional Svc

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0178803/03/2023Claimant(s): Loizos Kapnisi
Claimant Lawyers(s): James P. Galvin
Respondent(s): TIAA-CREF Individual & Institutional Svc
Respondent Lawyers(s): Julie Calderon Rizzo
Arbitrator(s): Jim Geiger
Hearing Site: Richmond, VA
11-0009806/30/2011Claimant(s): Edi Franceschini, Lucinda Franceschini
Claimant Lawyers(s): Edi Franceschini
Respondent(s): TIAA-CREF Individual & Institutional Svc
Respondent Lawyers(s): Carranza M. Pryor
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
Checkmark Icon$163

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