22-02990 | 07/25/2023 | Claimant(s): Adam Udy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Walter Steven Schwartz Hearing Site: Las Vegas, NV
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23-01495 | 07/24/2023 | Claimant(s): Benjamin Walker Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Nashville, TN
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22-02663 | 07/24/2023 | Claimant(s): Danny Kamal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Laura A. Pizzitola Arbitrator(s): Larry Mims Hearing Site: Atlanta, GA
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22-02117 | 07/21/2023 | Claimant(s): Meryll Bangsil Claimant Lawyers(s): Zachary Morse Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL
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20-00608 | 07/21/2023 | Claimant(s): Amy Johnson Claimant Lawyers(s): Elizabeth W. Swedock Respondent(s): James Henry, Richard Lukaj, The Bank Street Group LLC Respondent Lawyers(s): David S. Monastersky Arbitrator(s): Walter D Goldsmith, Ivan W. Harper, Noah Jonathan Hanft Hearing Site: New York, NY
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23-00247 | 07/21/2023 | Claimant(s): Beliveau Bays Claimant Lawyers(s): Beliveau Bays Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Lawrence R. Maxwell Hearing Site: Dallas, TX
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22-02420 | 07/20/2023 | Claimant(s): Orlando Perez, Viviana Perez Cordero Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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23-00126 | 07/20/2023 | Claimant(s): Michael Berger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): John L. Krauss Hearing Site: Indianapolis, IN
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22-02981 | 07/20/2023 | Claimant(s): Donald Barry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS
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23-00248 | 07/19/2023 | Claimant(s): Karlamary Aleman Aponte Claimant Lawyers(s): Gara Seagraves Respondent(s): Popular Securities. Respondent Lawyers(s): Mariela M. Ramirez-Morales Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR
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