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FINRA Awards

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Displaying 671-680 out of 22,017 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0245103/08/2024Claimant(s): Aria Amirianfar
Claimant Lawyers(s): Aria Amirianfar
Respondent(s): Robinhood Financial., Robinhood Securities
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
Checkmark Icon$5,003
23-0096903/08/2024Claimant(s): James Ugobono
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
23-0316103/08/2024Claimant(s): Akin Adeniji-Bello
Claimant Lawyers(s): Akin Adeniji-Bello
Respondent(s): CBOE Trading.
Respondent Lawyers(s): Jennifer L. Golding
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
Checkmark Icon$0
22-0167603/07/2024Claimant(s): Estate of Elisabeth Beatriz Sust
Claimant Lawyers(s): Mark David Hunter
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Barth Satuloff, Andrea R. Jacobs, Joseph Michael Matthews
Hearing Site: Boca Raton, FL
Checkmark Icon$0
22-0291703/07/2024Claimant(s): Michel White
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
23-0120403/07/2024Claimant(s): Laif Meidell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Associated Securities Corp.
Respondent Lawyers(s): Registered Corporate Agent
Arbitrator(s): Mary Margaret Bush
Hearing Site: Reno, NV
21-0210503/07/2024Claimant(s): Edward Dublis, RWS Financial Group
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Nathan Farrell
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Barbara E. Machin, David Andrew Sonnenschein, Marcy Hahn
Hearing Site: Detroit, MI
23-0119903/06/2024Claimant(s): William Dendy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Mina Madani
Hearing Site: Houston, TX
23-0221903/06/2024Claimant(s): Viktoria Zhilkina
Claimant Lawyers(s): Viktoria Zhilkina
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Terrance J. Nolan
Hearing Site: New York, NY
Checkmark Icon$1,500
23-0311803/06/2024Claimant(s): Robert Driscoll, Sheila Driscoll
Claimant Lawyers(s): Michael Hill
Respondent(s): Martin Noonan
Respondent Lawyers(s): Martin Noonan
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
Checkmark Icon$63,825

22,017 Results

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