| 19-01411 | 03/01/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Vince Glenn
Respondent Lawyers(s): Kevin T. Duffy
Arbitrator(s): John Carl Cirincion, Mary Julia O'Connell, Albert Rizzo
Hearing Site: New York, NY
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| 20-00501 | 03/01/2021 | Claimant(s): Todd Cirella
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): John F. Duane
Hearing Site: New York, NY
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| 20-01893 | 03/01/2021 | Claimant(s): Chadwick Watson, Jeffrey Furniss
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
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| 20-03212 | 03/01/2021 | Claimant(s): Debra Stokes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perrault
Arbitrator(s): Selma Moy
Hearing Site: New York, NY
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| 20-00549 | 02/27/2021 | Claimant(s): Kevin A. McIntyre Rollover IRA
Claimant Lawyers(s): Kevin A. McIntyre
Respondent(s): Kevin McIntyre, TD Ameritrade.
Respondent Lawyers(s): John Stewart, Kevin A. McIntyre
Arbitrator(s): William Barker Brown, James P. Kinkade, Mollie Wagner Neal
Hearing Site: Atlanta, GA
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| 20-01667 | 02/26/2021 | Claimant(s): Primo Bushati
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Bankers Life Securities.
Respondent Lawyers(s): Steven K. Huffer
Arbitrator(s): Brian G. Mooney
Hearing Site: Tampa, FL
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| 20-01813 | 02/26/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Michael Fels
Respondent Lawyers(s): Michael Todd Fels
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
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| 20-02396 | 02/26/2021 | Claimant(s): James Regier
Claimant Lawyers(s): Jon M. Stanfield
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
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| 20-02518 | 02/26/2021 | Claimant(s): David Bennett
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Joel F. Martineau, Thomas J. Patka, Howard B. Scherer
Hearing Site: Tampa, FL
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| 20-02883 | 02/26/2021 | Claimant(s): Lauren Frahn
Claimant Lawyers(s): Jennifer Woods-Burke
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
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