Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00934 | 03/24/2021 | Claimant(s): Nicholai Rifkind Claimant Lawyers(s): Nicholai Rifkind Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD |  | $75 |
| 20-01474 | 03/24/2021 | Claimant(s): Cynthia Gruchalski Claimant Lawyers(s): Timothy J. Andringa Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | | $35,225 |
| 19-00888 | 03/23/2021 | Claimant(s): Brannon McPherson Claimant Lawyers(s): Brannon McPherson Respondent(s): International Assets Advisory Respondent Lawyers(s): Joshua A. Katz Arbitrator(s): Charles A. Pease, Steven Meyrich, Richard Djokic Hearing Site: Denver, CO | ||
| 19-03771 | 03/23/2021 | Claimant(s): Frank Miceli Claimant Lawyers(s): William F. Dahill Respondent(s): Christopher Matthaei, Elevation Respondent Lawyers(s): James V. Garvey Arbitrator(s): Edith M. Novack, Leo J. Karwejna, Eric Nelson Hearing Site: Jersey City, NJ | ||
| 20-01790 | 03/23/2021 | Claimant(s): Vincent Bonavia Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Shipra Rege Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL | ||
| 20-01848 | 03/23/2021 | Claimant(s): Anthony Hladek Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Trustmont Financial Group. Respondent Lawyers(s): Anthony C. Hladek Arbitrator(s): John J. Neely Hearing Site: Pittsburgh, PA | ||
| 20-02584 | 03/23/2021 | Claimant(s): Michael Jeppson Claimant Lawyers(s): David Harrison Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-02598 | 03/23/2021 | Claimant(s): Christopher Petrik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 20-02636 | 03/23/2021 | Claimant(s): Howard Adcock Claimant Lawyers(s): Harris Freedman Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Darryl C. Wilson Hearing Site: Tampa, FL | ||
| 20-02856 | 03/23/2021 | Claimant(s): Brian McDowell Claimant Lawyers(s): Brian Sun Eagleheart McDowell Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Daniel B. MacLeod, John M. Casey, James John Jurinski Hearing Site: Portland, OR |