Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00335 | 10/01/2021 | Claimant(s): Logan Shalmi Claimant Lawyers(s): Cory Zadanosky Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William M. Cassarini Arbitrator(s): Robert Lawrence Ostrov Hearing Site: Boca Raton, FL | ||
| 21-02087 | 10/01/2021 | Claimant(s): Ronald Giancristofaro Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY | ||
| 20-02914 | 10/01/2021 | Claimant(s): Ronald Lane, The Ronald W. Lane Rollover IRA Claimant Lawyers(s): Ronald W. Lane Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA |  | Expungement |
| 21-00780 | 10/01/2021 | Claimant(s): Seamus and Ann Ryan Claimant Lawyers(s): Seamus Ryan Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Jack Friedman Hearing Site: New York, NY | | $225 |
| 21-01182 | 10/01/2021 | Claimant(s): Rame Doleh Claimant Lawyers(s): Nathan C Volheim Respondent(s): Robinhood Financial. Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Thomas P. Valenti Hearing Site: Chicago, IL | | $88 |
| 18-00553 | 09/30/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Dean Decker Respondent Lawyers(s): David Jacobs Arbitrator(s): Michael Harrison, Laurent C. Vonderweidt, Cynthia Cashman Makin Hearing Site: Los Angeles, CA | ||
| 20-02714 | 09/30/2021 | Claimant(s): Barry Kiront Claimant Lawyers(s): John D. Stewart Respondent(s): Monroe Parker Securities. Respondent Lawyers(s): Alan Lipsky Arbitrator(s): Noah Jonathan Hanft Hearing Site: New York, NY | ||
| 20-03198 | 09/30/2021 | Claimant(s): David Ruckno Claimant Lawyers(s): Mark S. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC | ||
| 21-00933 | 09/30/2021 | Claimant(s): Vineeta Prasad Claimant Lawyers(s): Vineeta Prasad Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Michael Harrison, Joseph Winter, Deana La Barbera Hearing Site: Los Angeles, CA | ||
| 19-02152 | 09/30/2021 | Claimant(s): David M. Bush and Lesly S. Bush Claimant Lawyers(s): Richard B. Fosher Respondent(s): Mid Atlantic Capital Corporation Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Alden Sharp Adkins, Gary Kostow, Robert James Favole Hearing Site: San Francisco, CA | | $240,562 |