| 21-02032 | 02/07/2022 | Claimant(s): Aron Greenstein
Claimant Lawyers(s): Christine Lazaro
Respondent(s): Steven Novick
Respondent Lawyers(s): Steven Scott Novick
Arbitrator(s): Phillip Weitzman
Hearing Site: New York, NY
|  | $5,175 |
| 19-03075 | 02/04/2022 | Claimant(s): Dustin Luckett
Claimant Lawyers(s): Michael A. Valenti
Respondent(s): J.P. Morgan Securities, Todd Fannin
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): John R. Michael, David F. Barrett, Linda W. Hester
Hearing Site: Louisville, KY
| | |
| 21-01241 | 02/04/2022 | Claimant(s): Adam Clyne
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
| | |
| 21-01431 | 02/04/2022 | Claimant(s): John Czajkowski
Claimant Lawyers(s): Chrisitina Vourakis
Respondent(s): Securities America.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Jo-Ann C. Little, Randy R. Maher, Kirtley M. Thiesmeyer
Hearing Site: San Diego, CA
| | |
| 21-01524 | 02/04/2022 | Claimant(s): Dennis Coughlin
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Diane Ciccone
Hearing Site: Syracuse, NY
| | |
| 21-01904 | 02/04/2022 | Claimant(s): Robert Funk
Claimant Lawyers(s): James P. Galvin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Abe I. Borenstein, Robert E. Anderson, Alexander B Rubin
Hearing Site: New York, NY
| | |
| 19-02787 | 02/04/2022 | Claimant(s): Kent Lovelace
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Pratul Agnihotri, Aegis Capital Corp.
Respondent Lawyers(s): Sameer Rastogi, Timothy Feil
Arbitrator(s): Darrell A. Hillis, Stuart K. Furman, Richard William Wise
Hearing Site: Jackson, MS
| | $0 |
| 21-01076 | 02/04/2022 | Claimant(s): Farid Ghafelpour
Claimant Lawyers(s): Farid Ghafelpour
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Barbara M. Zak, W. Alex King, Xochitl Arteaga
Hearing Site: Los Angeles, CA
| | $0 |
| 21-02191 | 02/04/2022 | Claimant(s): Steven Ward
Claimant Lawyers(s): Steven B. Ward
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
| | $300 |
| 20-01857 | 02/03/2022 | Claimant(s): Paul Coleman
Claimant Lawyers(s): Marie Mirch
Respondent(s): Chase Investment Services Corp., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein, Michael a. Gross
Arbitrator(s): Robert M. Singer
Hearing Site: Hartford, CT
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