| 09-03717 | 09/21/2010 | Claimant(s): Gerald Lanzalotto
Claimant Lawyers(s): Paul B. Radvany
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anne M. Moriarty
Arbitrator(s): Fred S. Pieroni
Hearing Site: New York, NY
|  | Stipulated Award and Expungement |
| 09-06416 | 09/17/2010 | Claimant(s): Norman Malo
Claimant Lawyers(s): Brian J. Ellis
Respondent(s): Adele D'Lando, Benita Axel, Bessie Selz, Bruce Brauner, Carol Raben, Daniel Balko, Denise Marino, Edward Asch, Ethel Zebitz, Gary Weisman, Gerard Axel, Gloria Nadler, Helene Lipschutz, Herman Nadler, Holly Colangelo, Jacqueline Mishory, Joseph Messina, Joseph Nemeth, Joseph Schwartz, Judy Berlin, et al
Respondent Lawyers(s): Scott L. Silver
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | Expungement |
| 09-03526 | 09/17/2010 | Claimant(s): Viola McNeill
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Aaron Francis, Fidelity Brokerage Services LLC, William Laws
Respondent Lawyers(s): Elizabeth A. Marino
Arbitrator(s): Donald J. Zoeller, John Cleaveland Palmer, Kenneth Paul Williams
Hearing Site: New York, NY
| | $92,124 |
| 09-07095 | 09/14/2010 | Claimant(s): Eric Weinstein
Claimant Lawyers(s): Eric Lawrence Weinstein
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Patricia A. Fitzpatrick
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 09-06039 | 09/08/2010 | Claimant(s): Kevin Grier
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael H. DuBoff, Carol E. Weir, Kevin B. Naughten
Hearing Site: New York, NY
| | |
| 04-04876 | 09/02/2010 | Claimant(s): Ronald Roganti
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Metropolitan Life Insurance Company
Respondent Lawyers(s): Steven Yarusinsky
Arbitrator(s): Catherine Ladnier, George W. Fehling, Daniel Robbins
Hearing Site: New York, NY
| | |
| 09-03923 | 09/02/2010 | Claimant(s): Charles Severs
Claimant Lawyers(s): Jonathan Harris
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Joseph A. Gottlieb, Anthony Michael Sabino, Martin L. Feinberg
Hearing Site: New York, NY
| | |
| 09-04717 | 09/01/2010 | Claimant(s): Peter Skindmore
Claimant Lawyers(s): Kristin P. Kraszewski
Respondent(s): HSBC Securities (USA).
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Ilene Barbara Zatkin-Butler, Clarence Smith, Ralph A. DeSena
Hearing Site: New York, NY
| | $128,671 |
| 09-01178 | 08/31/2010 | Claimant(s): Christopher Carthew
Claimant Lawyers(s): Adam Gana
Respondent(s): Eric Gretchyn, Milestone Financial Services.
Respondent Lawyers(s): Dan A. Druz, Matthew Schonberg
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
| | $90,000 |
| 09-01760 | 08/27/2010 | Claimant(s): Alvin Trenk
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Joseph B. Russell, Brian F Loveman, Stevan J. Bosses
Hearing Site: New York, NY
| | $0 |
