| 22-01798 | 06/07/2023 | Claimant(s): Michael Bosl
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
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| 22-00980 | 06/05/2023 | Claimant(s): Jeffrey Gerson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Alexander Schwed
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
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| 22-02290 | 06/02/2023 | Claimant(s): Scott Fessler
Claimant Lawyers(s): Scott Darren Fessler
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Vicki Z. Holleman, Karen Isabel Bedrosian - Richardson, Miriam Goode
Hearing Site: New York, NY
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| 22-02027 | 06/02/2023 | Claimant(s): Richard Weaver
Claimant Lawyers(s): Eric Bensky
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sarah Zimmer
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
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| 22-02477 | 06/02/2023 | Claimant(s): David Morgan
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Annamaria Boccia Smith, Maria Barry, John Lawniczak
Hearing Site: New York, NY
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| 22-02297 | 06/01/2023 | Claimant(s): Charles Failla
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates., R.D. White & Co..
Respondent Lawyers(s): Gianluca Morello, Louis Pagano
Arbitrator(s): Michael H DuBoff, Jay Alan Kranis, Joanne Basso Mack
Hearing Site: New York, NY
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| 22-02675 | 05/31/2023 | Claimant(s): Kristina Nichols
Claimant Lawyers(s): James P. Galvin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
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| 20-03904 | 05/30/2023 | Claimant(s): Mona Petrocine
Claimant Lawyers(s): Martin Asatrian
Respondent(s): David Turetzky, Ameriprise Financial Services., Marlene Yacenda
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Paul J. Camilleri, Annamaria Boccia Smith, William A. Rome
Hearing Site: New York, NY
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| 22-01428 | 05/26/2023 | Claimant(s): Carolina Tanjutco
Claimant Lawyers(s): Carolina Tanjutco
Respondent(s): NYLife Securities LLC, New York Life Insurance Company
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Carol Maria Luttati, Abigail R. Levy
Hearing Site: New York, NY
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| 17-00546 | 05/25/2023 | Claimant(s): Gerard Costello, Matthew Buchsbaum, Scott Rosenberg, Sonia Attkiss
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): Sam Antar, Alan Robert Sacks, Jason Lowe
Hearing Site: New York, NY
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