| 12-01684 | 03/15/2013 | Claimant(s): Frank Manfredi, Joseph Manfredi
Claimant Lawyers(s): Joseph Manfredi
Respondent(s): Peter Quartararo, Franklin Christopher Investment Bankers, Merrimac Corporate Securities.
Respondent Lawyers(s): Franklin I. Ogele, Peter Raymond Quartararo, RL Barrett
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
|  | $0 |
| 11-03124 | 03/14/2013 | Claimant(s): James Kuczmarski
Claimant Lawyers(s): Michael G. Berger
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Patrick Shea
Arbitrator(s): Annamaria Boccia Smith, David J. Weisenfeld, Kevin P. Feerick
Hearing Site: New York, NY
| | $0 |
| 11-04308 | 03/14/2013 | Claimant(s): Stephen Trigg
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
| | $0 |
| 11-03258 | 03/13/2013 | Claimant(s): Dana Schiaffo
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Daniel Tucker, Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Paul Weinberg, Doris B. Nathan, Marian Rachel Lewis
Hearing Site: New York, NY
| | $0 |
| 11-02744 | 03/12/2013 | Claimant(s): Andre Labarbera, Anthony Costanzo, David Levy
Claimant Lawyers(s): Andre V. Labarbera, Anthony Costanzo, David Levy
Respondent(s): Wedbush Securities Inc., Edward Wedbush, Eric Segall, Michael Gardner, R Richards, Robert Woods, Todd Brooks
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): J. Martin McDonough, Denzil J. Klippel, Robert A. Vaccaro
Hearing Site: New York, NY
| | $0 |
| 12-02378 | 03/12/2013 | Claimant(s): James O'Connor
Claimant Lawyers(s): Stefanie Wayco
Respondent(s): Helen B. Strachan TTEE of Jean Strachan
Respondent Lawyers(s): Jacob H. Zamansky
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
| | $0 |
| 11-03239 | 03/12/2013 | Claimant(s): Donna Cleveland
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): James J. Fishman, Evdokia Sofos, Ann P. Bruch
Hearing Site: New York, NY
| | $0 |
| 12-04316 | 03/08/2013 | Claimant(s): AR Capital
Claimant Lawyers(s): Kevin J. O'Connor
Respondent(s): Thomas Kubinsky, Lightstone Securities
Respondent Lawyers(s): Joseph E. Teichman
Arbitrator(s): Paul A. Merolla, Sidney N. Weiss, Allan E. Johnson
Hearing Site: New York, NY
| | $0 |
| 11-02705 | 03/01/2013 | Claimant(s): Gregory Morris
Claimant Lawyers(s): Robert Kraus
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Martin Jay Siegel, Nancy S. Gerber, Barry Steven Port
Hearing Site: New York, NY
| | $0 |
| 11-04091 | 03/01/2013 | Claimant(s): Brian Redican, Bryan Glass, Jordon Havens
Claimant Lawyers(s): Faryan Andrew Afifi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): David Richan
Arbitrator(s): Harold I. Geringer, Adam M. Kauff
Hearing Site: New York, NY
| | $0 |
