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FINRA Awards for Kevin J. O'Connor

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0431603/08/2013Claimant(s): AR Capital
Claimant Lawyers(s): Kevin J. O'Connor
Respondent(s): Thomas Kubinsky, Lightstone Securities
Respondent Lawyers(s): Joseph E. Teichman
Arbitrator(s): Paul A. Merolla, Sidney N. Weiss, Allan E. Johnson
Hearing Site: New York, NY
04-0379211/20/2007Claimant(s): Vincent Zagami
Claimant Lawyers(s): Gerald A. Phelps
Respondent(s): Fredrick Sundin, William Dacey, Merit Capital Associates.
Respondent Lawyers(s): Kevin J. O'Connor, Philip M. Giordano, Robert Fitzpatrick
Arbitrator(s): Chesley Oriel, Leon E. Byng, Pran N. Tiku
Hearing Site: Boston, MA
Checkmark Icon$501

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