Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00942 | 10/23/2018 | Claimant(s): William Oliver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC | $0 | |
| 18-00966 | 10/23/2018 | Claimant(s): Andrew Adams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): Stuart K. Furman Hearing Site: Jackson, MS | $0 | |
| 18-00417 | 10/22/2018 | Claimant(s): Michael Butt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co., Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman, Denise M. Hammond Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | $0 | |
| 18-01495 | 10/22/2018 | Claimant(s): Denise Palmer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Steven T. Stern Hearing Site: Montpelier, VT | $0 | |
| 18-00205 | 10/19/2018 | Claimant(s): George Schietinger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | $0 | |
| 18-00697 | 10/19/2018 | Claimant(s): Michael Sullivan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Frank M. Romano Hearing Site: Houston, TX | $0 | |
| 18-01087 | 10/19/2018 | Claimant(s): Joe Cotten Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | $0 | |
| 18-00741 | 10/18/2018 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Nikolas S. Komyati Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | $0 | |
| 18-01368 | 10/18/2018 | Claimant(s): Benjamin Boynton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | $0 | |
| 18-01305 | 10/17/2018 | Claimant(s): Joseph Sturnoilo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | $0 |