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FINRA Awards for Michael Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0035410/01/2020Claimant(s): Michael Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
18-0069710/19/2018Claimant(s): Michael Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Frank M. Romano
Hearing Site: Houston, TX

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