| 14-03811 | 11/18/2016 | Claimant(s): Teresa Rosas, Condado Motors.
Claimant Lawyers(s): Eric Quetglas Jordan, Luis E. Minana
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Andrew W. Sidman, Angela A. Turiano
Arbitrator(s): Langfred W. White, Thomas Joseph Atkinson, Jaime J. Aponte-Parsi
Hearing Site: San Juan, PR
|  | $776,540 |
| 15-01956 | 08/19/2016 | Claimant(s): David George
Claimant Lawyers(s): Robert Savage
Respondent(s): Eagle Asset Management. CRD 110653, Eagle Fund Distributors.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Langfred W. White, Thomas Roe Oldt, Rochelle Friedman Walk
Hearing Site: Tampa, FL
| | |
| 15-01513 | 07/25/2016 | Claimant(s): Dean Garritson, Julia Garritson
Claimant Lawyers(s): Gail E Boliver
Respondent(s): Eric Cobb, Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale, David N. Jonson
Arbitrator(s): Langfred W. White, Walter J. Wylie, Dana Tait Sandlin
Hearing Site: Columbia, SC
| | $0 |
| 13-02330 | 10/21/2014 | Claimant(s): George Adams
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Jamie Flack, William Flack
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
| | Expungement |
| 12-03597 | 07/07/2014 | Claimant(s): Caroline Boyd, Jacqueline Boyd, John Boyd, Michael Boyd
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Alan Rosenberg, Investacorp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Langfred W. White, Thomas R. Carlsen, Gayle B. Carlson
Hearing Site: Tampa, FL
| | Expungement |
| 12-00141 | 07/25/2013 | Claimant(s): Michel Rosen, Naomi Rosen
Claimant Lawyers(s): Susan R. Healy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Langfred W. White, Robert S. Anderson, Keith M. Crouse
Hearing Site: Tampa, FL
| | Expungement |
| 12-01089 | 06/06/2013 | Claimant(s): Barbara Galowitz, Gerald Galowitz
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Langfred W. White, Carole M. Crosby, Mimi B. Osiason
Hearing Site: Tampa, FL
| | $0 |
| 10-04514 | 03/22/2013 | Claimant(s): James Eastman
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy Gerber
Arbitrator(s): Langfred W. White, Howard L. Hill, Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 09-07029 | 06/18/2012 | Claimant(s): Rose Fava, Rose Marie Fava Revocable Trust
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Ernie Garcia, Morgan Stanley
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Langfred W. White, Robert J. Morris, Horace A. Andrews
Hearing Site: Tampa, FL
| | Expungement |
| 10-00144 | 05/18/2012 | Claimant(s): Judith Hughes, William Hughes, Hughes Family Revoc. Living Trust
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney Krosse
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
| | Stipulated Award |
