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FINRA Awards for Ernie Garcia

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0702906/18/2012Claimant(s): Rose Fava, Rose Marie Fava Revocable Trust
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Ernie Garcia, Morgan Stanley
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Langfred W. White, Robert J. Morris, Horace A. Andrews
Hearing Site: Tampa, FL
Checkmark IconExpungement

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