| 07-00905 | 08/05/2008 | Claimant(s): Cecilia Johnson, Leslie D. Roos Trust, Ruby S. Roos Trust
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Wachovia Securities, Capital Growth Financial
Respondent Lawyers(s): Brian J. Schuster, Michael Jacobs, Todd Ratner
Arbitrator(s): Robert L. Agusto, Jonathan B. Gilbert, Elayne Morgan
Hearing Site: Omaha, NE
|  | $680,260 |
| 06-03584 | 08/01/2008 | Claimant(s): Clyde Bridgeman
Claimant Lawyers(s): Alan F. Block
Respondent(s): Michael Camp, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Ronald A. Lavery, David John Diersen, Michael S. Jordan
Hearing Site: Chicago, IL
| | $107,000 |
| 07-01731 | 08/01/2008 | Claimant(s): David Savoy
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Leonard Sellers, Brewer Financial Services
Respondent Lawyers(s): Amie B. Trupke, James B. Koch
Arbitrator(s): David J. Hase, Cindy Storm-Fischer, Lawrence Tepper
Hearing Site: Milwaukee, WI
| | $0 |
| 08-00519 | 07/31/2008 | Claimant(s): Azar Hamid
Claimant Lawyers(s): Mitchell Markowitz
Respondent(s): Vision
Respondent Lawyers(s): Kenneth F. Berg
Arbitrator(s): Richard E. Lerner
Hearing Site: New York, NY
| | $0 |
| 07-01729 | 07/30/2008 | Claimant(s): Gayle Patton, Ira Patton
Claimant Lawyers(s): Jeff S. Daniel
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Valerie J. Hamm, Allan Weiss, Bruce W. Hanks
Hearing Site: Louisville, KY
| | $5,297,000 |
| 06-04153 | 07/28/2008 | Claimant(s): David and Susan Dinges
Claimant Lawyers(s): Marc S. Gottlieb
Respondent(s): McLaughlin, Piven, Vogel Securities, Larry Tulenko
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): William H. Steinhart, Walter W. Jensen, Robert T. Costello
Hearing Site: Newark, NJ
| | Expungement |
| 07-02940 | 07/25/2008 | Claimant(s): Don Chaifetz
Claimant Lawyers(s): Don Chaifetz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Edward G. Toptani
Hearing Site: New York, NY
| | $213 |
| 07-01353 | 07/24/2008 | Claimant(s): Fran Brunwasser
Claimant Lawyers(s): Anthony Michael Sabino
Respondent(s): Eric Weisblum, Rushmore Capital.
Respondent Lawyers(s): Carole R. Bernstein
Arbitrator(s): Marguerite B. Filson, Leah R. Marks, Ellen Slipp
Hearing Site: New York, NY
| | Expungement |
| 07-03285 | 07/24/2008 | Claimant(s): Susan Sullivan
Claimant Lawyers(s): Jonathan Schaan
Respondent(s): Elena Kane, Lowell McCain, WMA Securities.
Respondent Lawyers(s): Cameron W. Thomas, William H. McLean
Arbitrator(s): Frederick K. Steiner
Hearing Site: Las Vegas, NV
| | $6,600 |
| 08-00205 | 07/24/2008 | Claimant(s): Alan Greenspan
Claimant Lawyers(s): Alan Neil Greenspan
Respondent(s): Zions Direct.
Respondent Lawyers(s): Kevin Klundt
Arbitrator(s): Arnold Levine
Hearing Site: Boca Raton, FL
| | $2,011 |
