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FINRA Awards for Samuel Spanos

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0161109/15/2008Claimant(s): Darlene Ludolff
Claimant Lawyers(s): Adrian N. Roe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Samuel Spanos
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): John H. Ewing, Donald J. Gilbert, Alfred E. Lawson
Hearing Site: Pittsburgh, PA
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