| 08-03742 | 12/18/2009 | Claimant(s): Arnold P. Jonas and Emma M. Jonas
Claimant Lawyers(s): Robert A. Peterson
Respondent(s): WAMU Investments., Robert Fogarty, AIG Annuity Insurance Company
Respondent Lawyers(s): Dan Marmalefsky, Stephanie L. Johnson
Arbitrator(s): Alan Stamm, Martin Mandel, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
|  | $0 |
| 08-04209 | 12/17/2009 | Claimant(s): Odeen Manning, The Odeen Manning Family LP
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Paul H. Lamboley, Stephen F. Kempa, Seymour A. Kolman
Hearing Site: Las Vegas, NV
| | $895,000 |
| 07-01452 | 12/17/2009 | Claimant(s): L. James Reese Revocable Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Melford V. McCormick, David B. Lacks, Michael A. Kleinman
Hearing Site: Kansas City, MO
| | $0 |
| 08-03576 | 12/17/2009 | Claimant(s): Christine M. Dann Trust U/A DTD 10/04/06
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance Bostic
Arbitrator(s): Gary F. Lang, Gayle B. Carlson, Charles W. Lavender
Hearing Site: Orlando, FL
| | $0 |
| 09-01005 | 12/17/2009 | Claimant(s): Richard B. Stickel Revocable Liv. Trust, Susan H. Stickel Revocable Living Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): John Daly
Hearing Site: New York, NY
| | $213 |
| 09-02686 | 12/16/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph D. MacLellan
Respondent(s): Mark Amrhein
Respondent Lawyers(s): Mark Amrhein
Arbitrator(s): Jack Friedman, Michelle Jacobowitz Gallagher, John Carl Cirincion
Hearing Site: New York, NY
| | $0 |
| 09-01030 | 12/16/2009 | Claimant(s): Dean Hart
Claimant Lawyers(s): Dean E. Hart
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | $5,000 |
| 09-02796 | 12/16/2009 | Claimant(s): Steven Wheeler
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
| | $8,268 |
| 09-01635 | 12/16/2009 | Claimant(s): Estate of Chaille M. Love, Deceased
Claimant Lawyers(s): H. Lee Horner
Respondent(s): Lisaann Nouchi, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Robert M. Lubin, Michael J. Fish, Alan Richard Carlisle
Hearing Site: San Francisco, CA
| | $0 |
| 09-01705 | 12/16/2009 | Claimant(s): Henry J. Tortora and Herta M. Tortotra
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Jason Bertsch, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Cindy B. Eisenberg, Christina Kallas, Paul Giappone
Hearing Site: New York, NY
| | $0 |
