| 16-02991 | 12/27/2017 | Claimant(s): Susana Scherrer and Maria D. Scherrer
Claimant Lawyers(s): Normarie Rodriguez-Perez
Respondent(s): Fernando Del Llano Sobrino, Oriental Financial Services Corp.
Respondent Lawyers(s): Alfredo Fernandez Martinez, Sonia Marbarak
Arbitrator(s): Olivia Milbank Farrar, James Howell Garrison, William John Sommers
Hearing Site: San Juan, PR
|  | Expungement |
| 15-01606 | 12/26/2017 | Claimant(s): Donovan Essen, Palm City Family Dental Care Profit Shar
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Duane Goodell, Triad Advisors.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): James W. Geiger, Carl Shechter, Ronald W. Weissman
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-02280 | 12/26/2017 | Claimant(s): Alfonso Barrera, Ana Barrera, Laura Barrera, Marisa Barrera, Veronica Barrera, West Houston 2 Defined Benefit Plan, West Houston Plastic Surgery Defined
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Daniel Kersten, Edith Schoenberger, Eugene Schoenberger, UBS Financial Services Inc., Stephanie Kersten
Respondent Lawyers(s): Alise J. Henry, Lars K. Soreide
Arbitrator(s): Daniel J. Pagnano, Brian James Tagtmeier, Robert Sullivan Tyler
Hearing Site: Houston, TX
| | Expungement |
| 15-02707 | 12/22/2017 | Claimant(s): Bonnie Bolle, Robin Richardson, Estate of Byron Bolle
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Carlos Miranda, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric A. Herzog
Arbitrator(s): Ralph A. Cotton, Philip Ho, Robert M. Smith
Hearing Site: San Francisco, CA
| | $685,580 |
| 16-02518 | 12/22/2017 | Claimant(s): Mark Modica, Maureen Modica
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Curtis Milakovich
Respondent Lawyers(s): Curtis Dean Milakovich
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
| | $164,000 |
| 16-00755 | 12/22/2017 | Claimant(s): Shaw Family LLC
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Roosevelt & Crossorporated
Respondent Lawyers(s): Sandra P. Lahens
Arbitrator(s): Paul Allan Massaro, Daniel Adam Schlein, Hashim Ghadiali
Hearing Site: Newark, NJ
| | $0 |
| 16-02084 | 12/22/2017 | Claimant(s): Giovanni Lanza, Mariantonia Lanza
Claimant Lawyers(s): Edwin L. Doernberger
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Titus, Morton S. Bunis, Peter Andrew Marx
Hearing Site: Boston, MA
| | $0 |
| 17-00926 | 12/22/2017 | Claimant(s): Jana Forster
Claimant Lawyers(s): J. Samuel Tenenbaum
Respondent(s): LPL Financial LLC, Kodi Hermann
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): William M. Getzoff
Hearing Site: Indianapolis, IN
| | $10,889 |
| 17-01791 | 12/22/2017 | Claimant(s): Javed Maniya
Claimant Lawyers(s): Javed Maniya
Respondent(s): Optionshouse
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Brock B. Gordon
Hearing Site: Charlotte, NC
| | $0 |
| 16-03458 | 12/21/2017 | Claimant(s): Joyce Paley, Sheldon Paley
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Alison Gardner, Morgan Stanley
Respondent Lawyers(s): Katherine C. Donlon, Kimberly J. Gustafson
Arbitrator(s): Edith N. Dinneen, Maurice M. Feller, Christopher William Crowley
Hearing Site: Tampa, FL
| | Expungement |
