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FINRA Awards for Roosevelt & Crossorporated

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0082107/27/2018Claimant(s): David Ulrich
Claimant Lawyers(s): Thomas H. Brandt
Respondent(s): Roosevelt & Crossorporated
Respondent Lawyers(s): Sandra P. Lahens
Arbitrator(s): Tracy L. Allen, Patrick M. Markey, John C. Aten
Hearing Site: Buffalo, NY
Checkmark IconExpungement
16-0075512/22/2017Claimant(s): Shaw Family LLC
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Roosevelt & Crossorporated
Respondent Lawyers(s): Sandra P. Lahens
Arbitrator(s): Paul Allan Massaro, Daniel Adam Schlein, Hashim Ghadiali
Hearing Site: Newark, NJ
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