| 17-01603 | 01/24/2019 | Claimant(s): Kathleen Wallace, William Wallace, Wallace Risk Management Inc.
Claimant Lawyers(s): Scott J. Link
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Perry Earl Phillips, Sidney Turner, Martin I Jaffe
Hearing Site: Boca Raton, FL
|  | Expungement |
| 17-03375 | 01/24/2019 | Claimant(s): John Medeiros, John C. Medeiros Bene of Estate P. Medeiros, The John C. Medeiros Trust Dtd. 5/5/16
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Quest Capital Strategies.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Paul J. Burkhart, Stacey Rosenthal, Adam Lawrence Frankel
Hearing Site: Boca Raton, FL
| | $276,226 |
| 18-02898 | 01/24/2019 | Claimant(s): Jerry LaMaack
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Feltl & Company
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Joan L. Volz
Hearing Site: Minneapolis, MN
| | $45,572 |
| 18-01909 | 01/23/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Justin M. Garbaccio
Respondent(s): Derrick Beard, DuSable Group International dba DGI INC
Respondent Lawyers(s): Corporate Office, Derrick Beard
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Las Vegas, NV
| | $0 |
| 16-03279 | 01/23/2019 | Claimant(s): Cathy Ferraro
Claimant Lawyers(s): Scott Matasar
Respondent(s): Shawn MacDonell, Hantz Financial Services.
Respondent Lawyers(s): Brian Masternak
Arbitrator(s): Keith J. Koerber, Michael J. Meeusen, Ethan Ray
Hearing Site: Detroit, MI
| | $0 |
| 18-01537 | 01/23/2019 | Claimant(s): Leopold Brandenburg
Claimant Lawyers(s): Leopold R Brandenburg
Respondent(s): Charles Sawyer
Respondent Lawyers(s): Alex J. Brown
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
| | $0 |
| 17-01965 | 01/22/2019 | Claimant(s): Geralyn DeMagistris, Robert DeMagistris
Claimant Lawyers(s): Geralyn DeMagistris
Respondent(s): Ameriprise Financial Services., John Rhodes
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Samuel H. Chorches
Hearing Site: Providence, RI
| | Expungement |
| 18-00611 | 01/22/2019 | Claimant(s): Sharon Schraegle
Claimant Lawyers(s): Benjamin Segel
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | $17,452 |
| 17-01999 | 01/18/2019 | Claimant(s): Nancy Mellon
Claimant Lawyers(s): Nancy Kimball Mellon
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Peter Roome
Respondent Lawyers(s): Patricia Cowart, Peter D. Roome
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | Expungement |
| 17-03439 | 01/18/2019 | Claimant(s): Mike Snow, Nita Snow
Claimant Lawyers(s): Niel Prosser
Respondent(s): Larry Boggs, American Retirement Solutions of Louisia, First Allied Advisory Services., First Allied Securities.
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Denise Morris Hammond, Irwin Venick, James Raybeck
Hearing Site: Nashville, TN
| | $1,488,750 |
