16-02058 | 05/20/2019 | Claimant(s): Bobby Blackwell, Gail Blackwell, Bobby W. Blackwell Trst U/A dtd 5/2/2013, Gail R. Blackwell Trst U/A dtd 5/2/2013 Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Langfred W. White, Christopher William Crowley, James Mathieu Hearing Site: Tampa, FL
| | Expungement |
18-00166 | 05/20/2019 | Claimant(s): Dallas Jones, Robyn Jones Claimant Lawyers(s): Robert B. Sartin Respondent(s): Cantella & Co.. Respondent Lawyers(s): John G. Moon Arbitrator(s): R Lee Britton, Vicki J. Limas, Thomas Bentley Baines Hearing Site: Oklahoma City, OK
| | $0 |
16-03473 | 05/17/2019 | Claimant(s): Brenda Balok, Stephen Balok Claimant Lawyers(s): Clinton Marrs Respondent(s): Morgan Stanley Respondent Lawyers(s): John Worden Arbitrator(s): Thaddeus J. Tecza, Herbert Liberman, James Mark Eason Hearing Site: Albuquerque, NM
| | $519,089 |
16-00589 | 05/17/2019 | Claimant(s): Dana Smith Claimant Lawyers(s): Dana Smith Respondent(s): Anthony Minerva, Clayton Sontag, Daniel Dvorznak, Eric Arlt, Joseph Shea, Kenneth Fay, Nicholas Tsikitas Respondent Lawyers(s): Anthony Minerva, Clayton Robert Sontag, Daniel Dvorznak, Eric David Arlt, Joseph Shea, Kenneth Patrick Fay, Nicholas George Tsikitas Arbitrator(s): Jonathan H. Krotinger, Susan J. Alexander, Robert James Favole Hearing Site: San Francisco, CA
| | $0 |
16-02863 | 05/17/2019 | Claimant(s): Mark E. Viator IRA Claimant Lawyers(s): Richard B. Fosher Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Raymond C. Kerr, David C. Redford, Allan R. Lazor Hearing Site: Houston, TX
| | $0 |
15-00484 | 05/15/2019 | Claimant(s): John Kenyon Claimant Lawyers(s): Hilton Wiener Respondent(s): Anthony Sercia, Jason Klabal, Mario Sclafani, Michael Androulakis, Legend Securities. Respondent Lawyers(s): Anthony Frank Sercia, Jason Harris Klabal, Mario Charles Sclafani, Salvatore Caruso, Scott Holcomb Arbitrator(s): Sidney N. Weiss, Michele S. Riley, Ronald Jay Horowitz Hearing Site: New York, NY
| | Expungement |
18-01386 | 05/15/2019 | Claimant(s): Edward Dobroski Claimant Lawyers(s): Liam O'Brien Respondent(s): William Gennity Respondent Lawyers(s): William Christian Gennity Arbitrator(s): Robert A. Bettis, Douglas Wade Carvell, Michael Joseph Riggs Hearing Site: Dallas, TX
| | $2,404,380 |
18-00474 | 05/14/2019 | Claimant(s): James Sigmon Claimant Lawyers(s): John B. Veach Respondent(s): Todd Beddard, T.R. Winston & Company Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Susan L. Luck, Frank V. Tutone, Dwane Edward Vickstrom Hearing Site: Charlotte, NC
| | $99,663 |
17-01950 | 05/14/2019 | Claimant(s): Beverly Symms, William and Beverly Symms Living Trust Claimant Lawyers(s): J. Owen Murrin Respondent(s): Gregory Hill, Royal Alliance Associates., Ronald Knight Respondent Lawyers(s): Amir Tadjedin, Ronald Arthur Knight Arbitrator(s): Neil S. Jasper, Joseph C. Watson, Lisa Suzette Hart Hearing Site: Los Angeles, CA
| | Expungement |
15-03492 | 05/13/2019 | Claimant(s): Dolores Soccodato Claimant Lawyers(s): Brad S. Maistrow Respondent(s): Mark Ketner, Maxim Group LLC Respondent Lawyers(s): Ian H. Hummel Arbitrator(s): Julian F. Santos, Alice E. Winkler, Susan Manca Hearing Site: New York, NY
| | $226,356 |