| 16-02058 | 05/20/2019 | Claimant(s): Bobby Blackwell, Gail Blackwell, Bobby W. Blackwell Trst U/A dtd 5/2/2013, Gail R. Blackwell Trst U/A dtd 5/2/2013
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Langfred W. White, Christopher William Crowley, James Mathieu
Hearing Site: Tampa, FL
|  | Expungement |
| 18-00166 | 05/20/2019 | Claimant(s): Dallas Jones, Robyn Jones
Claimant Lawyers(s): Robert B. Sartin
Respondent(s): Cantella & Co..
Respondent Lawyers(s): John G. Moon
Arbitrator(s): R Lee Britton, Vicki J. Limas, Thomas Bentley Baines
Hearing Site: Oklahoma City, OK
| | $0 |
| 16-03473 | 05/17/2019 | Claimant(s): Brenda Balok, Stephen Balok
Claimant Lawyers(s): Clinton Marrs
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John Worden
Arbitrator(s): Thaddeus J. Tecza, Herbert Liberman, James Mark Eason
Hearing Site: Albuquerque, NM
| | $519,089 |
| 16-00589 | 05/17/2019 | Claimant(s): Dana Smith
Claimant Lawyers(s): Dana Smith
Respondent(s): Anthony Minerva, Clayton Sontag, Daniel Dvorznak, Eric Arlt, Joseph Shea, Kenneth Fay, Nicholas Tsikitas
Respondent Lawyers(s): Anthony Minerva, Clayton Robert Sontag, Daniel Dvorznak, Eric David Arlt, Joseph Shea, Kenneth Patrick Fay, Nicholas George Tsikitas
Arbitrator(s): Jonathan H. Krotinger, Susan J. Alexander, Robert James Favole
Hearing Site: San Francisco, CA
| | $0 |
| 16-02863 | 05/17/2019 | Claimant(s): Mark E. Viator IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Raymond C. Kerr, David C. Redford, Allan R. Lazor
Hearing Site: Houston, TX
| | $0 |
| 15-00484 | 05/15/2019 | Claimant(s): John Kenyon
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anthony Sercia, Jason Klabal, Mario Sclafani, Michael Androulakis, Legend Securities.
Respondent Lawyers(s): Anthony Frank Sercia, Jason Harris Klabal, Mario Charles Sclafani, Salvatore Caruso, Scott Holcomb
Arbitrator(s): Sidney N. Weiss, Michele S. Riley, Ronald Jay Horowitz
Hearing Site: New York, NY
| | Expungement |
| 18-01386 | 05/15/2019 | Claimant(s): Edward Dobroski
Claimant Lawyers(s): Liam O'Brien
Respondent(s): William Gennity
Respondent Lawyers(s): William Christian Gennity
Arbitrator(s): Robert A. Bettis, Douglas Wade Carvell, Michael Joseph Riggs
Hearing Site: Dallas, TX
| | $2,404,380 |
| 18-00474 | 05/14/2019 | Claimant(s): James Sigmon
Claimant Lawyers(s): John B. Veach
Respondent(s): Todd Beddard, T.R. Winston & Company
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Susan L. Luck, Frank V. Tutone, Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
| | $99,663 |
| 17-01950 | 05/14/2019 | Claimant(s): Beverly Symms, William and Beverly Symms Living Trust
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Gregory Hill, Royal Alliance Associates., Ronald Knight
Respondent Lawyers(s): Amir Tadjedin, Ronald Arthur Knight
Arbitrator(s): Neil S. Jasper, Joseph C. Watson, Lisa Suzette Hart
Hearing Site: Los Angeles, CA
| | Expungement |
| 15-03492 | 05/13/2019 | Claimant(s): Dolores Soccodato
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): Mark Ketner, Maxim Group LLC
Respondent Lawyers(s): Ian H. Hummel
Arbitrator(s): Julian F. Santos, Alice E. Winkler, Susan Manca
Hearing Site: New York, NY
| | $226,356 |
