19-00703 | 08/12/2019 | Claimant(s): Nancy Harp Claimant Lawyers(s): Benjamin B. Segel Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Gerald W. Hepp Hearing Site: Cleveland, OH
| | $0 |
19-00212 | 08/09/2019 | Claimant(s): Tradestation Securities. Claimant Lawyers(s): Steven M. Greenbaum Respondent(s): Ksenia Pasochnik Respondent Lawyers(s): Ksenia Pasochnik Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA
| | $0 |
17-01681 | 08/09/2019 | Claimant(s): The Joseph Conti Revocable Trust Claimant Lawyers(s): Jared A. Levy Respondent(s): Erik Pica, Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Emily Diamond, Veronica Ann Williams, Loretta Yin Hearing Site: Newark, NJ
| | $10,000 |
18-01515 | 08/08/2019 | Claimant(s): Jay Hu Claimant Lawyers(s): Jay Z Hu Respondent(s): Regal Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Erik R. Siering, Andrew M. Mintzer, David L. Moran Hearing Site: Las Vegas, NV
| | $0 |
17-02998 | 08/07/2019 | Claimant(s): Rande Somma and Georgia Somma Claimant Lawyers(s): Robert M. Sosin Respondent(s): Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Alan J. Taylor Arbitrator(s): Martin Brosnan, Tracy L. Allen, O'Neal Oliver Wright Hearing Site: Detroit, MI
| | Expungement |
18-01124 | 08/07/2019 | Claimant(s): Richard Bodner Claimant Lawyers(s): Jason T. Albin Respondent(s): NYLife Securities LLC, William Mangano Respondent Lawyers(s): Russell Sayre, Steven G. Janik Arbitrator(s): William M. Getzoff, Robert H. Baker, Veronica A. Rice Hearing Site: Cleveland, OH
| | Expungement |
17-02146 | 08/06/2019 | Claimant(s): Richard McCollam Claimant Lawyers(s): Paul W. Thomas Respondent(s): Mary Price Respondent Lawyers(s): Mary Kathryne Price Arbitrator(s): Frank R Weaver, Peter H. Daly, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
| | Expungement |
17-02896 | 08/06/2019 | Claimant(s): Edward Brucker, Eugene E. Brucker Revocable Trust DTD Claimant Lawyers(s): Glenn E. Davis Respondent(s): David Mesker, Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Robert J. Gryzmala, James M. Stern, Kim L. Kirn Hearing Site: St. Louis, MO
| | $170,379 |
18-01492 | 08/06/2019 | Claimant(s): James Welser Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Kalos Capital. Respondent Lawyers(s): Kevin O'Hagen Arbitrator(s): James A. Murphy Hearing Site: Chicago, IL
| | Expungement |
18-03581 | 08/05/2019 | Claimant(s): Morgan Stanley, Joseph Goscienski Claimant Lawyers(s): Heather B. Middleton Respondent(s): Kamel Kazan Respondent Lawyers(s): Kamel Kazan Arbitrator(s): Fred S. Pieroni, Robert E. Anderson, Carl Mario Martorano Hearing Site: Newark, NJ
| | Expungement |