| 23-02615 | 03/01/2024 | Claimant(s): John Jakiun
Claimant Lawyers(s): John E Jakiun
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Samantha B. Kats
Arbitrator(s): Laura A. Kaster
Hearing Site: Washington, DC
|  | $325 |
| 23-02349 | 03/01/2024 | Claimant(s): Eugene Lash
Claimant Lawyers(s): Eugene H Lash
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ellen M. Murphy
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | $51,698 |
| 23-03106 | 03/01/2024 | Claimant(s): Robin Wright
Claimant Lawyers(s): Todd Green
Respondent(s): Morgan Stanley, E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
| | $0 |
| 21-02848 | 02/29/2024 | Claimant(s): IsZo Capital LP, IsZo Capital Management LP
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Barsam Lakani, Christopher Bianchi, Jennifer Kane, John Laub, Lauri Scoran, Michael Sharp, Richard Handler, Stephen Augustin, Jefferies LLC
Respondent Lawyers(s): Nicholas P. Crowell
Arbitrator(s): Howard Alan Grinsberg, Elliot Schnapp, Diane S Steiner
Hearing Site: New York, NY
| | $0 |
| 22-01337 | 02/29/2024 | Claimant(s): The Knox Family Revocable Living Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Arete Wealth Management
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Robert J. Scafuri, Mary O'Connell Smith, Portia Musselwhite
Hearing Site: St. Louis, MO
| | $75,000 |
| 23-02040 | 02/28/2024 | Claimant(s): Mary Moser
Claimant Lawyers(s): Mary E. Suzy Moser
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Stephen Howard Marcus
Hearing Site: Los Angeles, CA
| | $0 |
| 23-01820 | 02/28/2024 | Claimant(s): Karen Guerrero
Claimant Lawyers(s): Michael C. Bixby
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | Expungement |
| 22-01882 | 02/27/2024 | Claimant(s): Esther Kim, Ambrosia Networks LLC
Claimant Lawyers(s): Adam Gana
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Barbara M. Zak, Robert B. Hansohn, Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
| | Expungement |
| 23-01210 | 02/27/2024 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Glen Silverstein
Respondent(s): Irina Elsarky, Mohamed Elsarky
Respondent Lawyers(s): Irina Elsarky, Mohamed Elsarky
Arbitrator(s): Sandra J. Mullings, Thomas M. Madden, Thomas Patrick Moynihan
Hearing Site: New York, NY
| | $0 |
| 22-01176 | 02/26/2024 | Claimant(s): Marlin Andrews
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Stifel, Nicolaus & Co.., William Humber
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Debra Black Leo, Derry Olive Wilcox, Michael Tryon
Hearing Site: Birmingham, AL
| | $0 |
