| 23-01208 | 11/14/2023 | Claimant(s): Ziad Meziab
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities., SunAmerica Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky, Jennifer R. Cox
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Phoenix, AZ
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| 23-00168 | 11/14/2023 | Claimant(s): Laura Casey
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda L. Parisi
Arbitrator(s): Howard Alan Grinsberg
Hearing Site: Jersey City, NJ
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| 23-01015 | 11/13/2023 | Claimant(s): Stephen Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Craft Capital Management LLC, Woodstock Financial Group.
Respondent Lawyers(s): Barry Kiront, William J. Raike
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
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| 23-00490 | 11/13/2023 | Claimant(s): Kunal Arora
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Linda R. Alpert, Lynne M. Reid-McQueen, Ellyn S. Roth
Hearing Site: New York, NY
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| 23-01131 | 11/13/2023 | Claimant(s): Charles McAfee
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Howard N. Kahn, Will Murphy, Justin Wallace Askins
Hearing Site: Boca Raton, FL
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| 23-01177 | 11/13/2023 | Claimant(s): Chanh Truong
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Ralph A. Cotton
Hearing Site: San Francisco, CA
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| 23-00585 | 11/13/2023 | Claimant(s): Rohin Ullberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Allied Securities., SII Investments.
Respondent Lawyers(s): Eric A. Michaels, Jeremy Wooden
Arbitrator(s): Michael F. Jordan
Hearing Site: Chicago, IL
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| 23-01158 | 11/10/2023 | Claimant(s): Allen Ostrofe
Claimant Lawyers(s): John D. Stewart
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Reno, NV
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| 23-01077 | 11/10/2023 | Claimant(s): Joon Rhee
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Joan Maxine Secofsky, Jill Pilgrim, Jill I. Gross
Hearing Site: New York, NY
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| 23-01371 | 11/10/2023 | Claimant(s): Michael Fantasia
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. PIzzitola
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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