| 11-01396 | 06/19/2012 | Claimant(s): Lloyd Kolokoff
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Bernard A. Becker, Gilbert Tendler, Ivy Robin Ginsberg
Hearing Site: Miami, FL
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| 11-01633 | 06/19/2012 | Claimant(s): John Paladino, Todd Vitale
Claimant Lawyers(s): Jon R. Williams
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Erin Connell
Arbitrator(s): Robert M. Lubin, Barry E. Kersh, Randall Brian Christison
Hearing Site: San Diego, CA
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| 11-03533 | 06/19/2012 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Stephen Wittels
Respondent Lawyers(s): Stephen Wittels
Arbitrator(s): Donald S. Simons
Hearing Site: Los Angeles, CA
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| 11-04404 | 06/19/2012 | Claimant(s): International Financial Solutions.
Claimant Lawyers(s): Joel R. Beck
Respondent(s): Walter Clark
Respondent Lawyers(s): Walter Lee Clark
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Baltimore, MD
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| 10-03952 | 06/18/2012 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Robert Kampfer
Respondent Lawyers(s): Robert Neal Kampfer
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 11-03289 | 06/18/2012 | Claimant(s): Wall Street Financial Group.
Claimant Lawyers(s): Michael Schwartzberg
Respondent(s): Walter Grenda
Respondent Lawyers(s): Walter Grenda
Arbitrator(s): Peter A.P. Dunlop
Hearing Site: Buffalo, NY
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| 10-04271 | 06/15/2012 | Claimant(s): Ricardo Rangel
Claimant Lawyers(s): Marie Mirch
Respondent(s): Chase Investment Services Corp., John Quinn, Pamela Taylor, Robert Garrett, Russell Fletcher, Scott Mccullah
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Joseph M. O'Connor, Carol Ann Jensen, William Kenneth Wesley
Hearing Site: San Francisco, CA
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| 10-04757 | 06/15/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Robert Soucy
Respondent Lawyers(s): Robert Henri Soucy
Arbitrator(s): Alan J. Duncan, Herbert Murez, Paul E. Dahlman
Hearing Site: Las Vegas, NV
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| 11-01520 | 06/15/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James L. Komie
Respondent(s): Gustavo Del Valle
Respondent Lawyers(s): Harold D. Vicente-Colon
Arbitrator(s): Reinaldo Royo, Kathryn M. Welsh, Jeffrey R. Roth
Hearing Site: San Juan, PR
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| 11-01558 | 06/15/2012 | Claimant(s): Paul Stanford
Claimant Lawyers(s): Steven Rosenberg
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Sandor I. Rabkin, James Dale Murphy, Lee McHarg Holland
Hearing Site: Boston, MA
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