FINRA Awards for Donald S. Simons

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03533	06/19/2012	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Stephen Wittels Respondent Lawyers(s): Stephen Wittels Arbitrator(s): Donald S. Simons Hearing Site: Los Angeles, CA
11-00224	05/26/2011	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory Tendrich Respondent(s): Marc Frankel Respondent Lawyers(s): Marc J. Frankel Arbitrator(s): Donald S. Simons Hearing Site: Los Angeles, CA
10-02607	12/20/2010	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Dennis Hildebrandt, Dennis D. Hildebrandt Trust U/A DTD 5/25 Respondent Lawyers(s): Dennis D. Hildebrandt, Glenn C. McElroy Arbitrator(s): Donald S. Simons Hearing Site: Los Angeles, CA		$0
09-00545	10/30/2009	Claimant(s): World Trade Financial Corporation Claimant Lawyers(s): W. Scott Lawler Respondent(s): Galina Vaytner, BZCOM Marketing Respondent Lawyers(s): Corporate Officer, Galina Vaytner Arbitrator(s): Donald S. Simons, Barbara Faye Vosen, Henry Marris Wollman Hearing Site: Los Angeles, CA		$0